Prologue Journal

SEC Settles Cease-and-Desist Order Against Citigroup Global Markets

• prologu5
• 08/29/202308/29/2023

Wall Street Journal

The Securities and Exchange Commission settled proceedings against Citigroup’s broker-dealer unit regarding its underwriting business.

https://www.wsj.com/articles/sec-settles-cease-and-desist-order-against-citigroup-global-markets-9ee8b67a