• 11/29/2024

Credit Suisse to Pay $10 Million After SEC Alleges Prohibited Underwriting, Advising

Wall Street Journal

Credit Suisse Securities and two affiliated entities will pay more than $10 million to settle charges from the U.S. Securities and Exchange Commission that it allegedly provided certain prohibited services.

https://www.wsj.com/articles/credit-suisse-to-pay-10-million-after-sec-alleges-prohibited-underwriting-advising-552a3e8b