Prologue Journal

JPMorgan Hit With Nearly $350 Million Fine for Compliance Failures in Trading

• prologu5
• 03/14/202403/14/2024

Wall Street Journal

Federal regulators allege that the bank didn’t properly oversee and monitor trades that clients carried out through its systems.

https://www.wsj.com/articles/jpmorgan-hit-with-nearly-350-million-fine-for-compliance-failures-in-trading-c1aea929