• 09/22/2024

CFTC Fines U.S. Bank and Oppenheimer Over Employee Texting Violations

Wall Street Journal

The Commodity Futures Trading Commission requires U.S. Bank to pay a $6 million penalty and Oppenheimer to pay a $1 million fine,

https://www.wsj.com/articles/cftc-fines-u-s-bank-and-oppenheimer-over-employee-texting-violations-27ec787e