• 11/29/2024

Firms Hit With More Than $475 Million in Fines for Failing to Monitor Traders’ Texts

Wall Street Journal

Truist, TD Bank are among those fined—the latest in a wave of enforcement actions against traders’ use of messaging apps such as WhatsApp.

https://www.wsj.com/articles/firms-hit-with-more-than-475-million-in-fines-for-failing-to-monitor-traders-texts-a4835147