U.S. Derivatives Regulator Plans Tougher Enforcement Approach
Wall Street Journal
Commodity Futures Trading Commission enforcers intend to push for heavier fines, particularly on repeat offenders, and will increasingly eschew settlements that allow firms to avoid admitting fault, the financial regulator’s enforcement unit said Tuesday.
https://www.wsj.com/articles/u-s-derivatives-regulator-plans-tougher-enforcement-approach-8a293f75